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Design and implementation of Company Policies and
HR Manual

Services

COMPLIANCES


Compliance, Listing and Corporate Governance

  • Secretarial and compliance audit.
  • Internal Auditors – Secretarial & Compliance.
  • Issuing compliance certificate.
  • Signing Annual Returns.
  • Advising on composition on the Board and its different Committees.
  • Advice on corporate and social sustainability.
  • Buy back of shares and other securities.
  • Listing of security / delisting of securities with recognized stock exchange.
  • Listing private placement of security.
  • Periodic due diligence and compliance audit for MF’s.
  • Advising on good governance practice and compliance of Corporate Governance norms as prescribed under various Corporate, Securities and other Business Laws and regulations and guidelines made thereunder.
    • Internal audit of DP
    • Internal audit of Stock brokers / Trading member / Clearing members.
    • Certification under SEBI (DIP) Guidelines.
    • Audit in relation to reconciliation of shares
    • Concurrent Audit